Ken Yeadon uses his experience as a former Assistant U.S. Attorney and SEC Enforcement Attorney to provide defense, representation, and advice to individuals and corporations on any number of criminal, securities, health care, and civil regulatory matters.
Drawing on his criminal enforcement and civil regulatory background, Ken assists individuals and companies in responding to inquiries from the DOJ, SEC, HHS-OIG, and other government agencies. He has also conducted internal investigations involving sensitive and high-stake matters.
During his nearly ten years with the U.S. Attorney's Office, Ken tried 15 federal criminal cases, and led a number of significant investigations and prosecutions involving the federal securities and commodities laws, insider trading, FCPA, bribery, forfeiture, money laundering, obstruction of justice, perjury, trade secret theft, and bank, financial, health care, tax, and wire fraud. Ken oversaw the U.S. Attorney Office's bankruptcy fraud program. He also argued more than 10 appeals before the U.S. Court of Appeals.
During his more than seven years with the SEC, Ken was the lead attorney on numerous high-profile investigations and prosecutions involving broker-dealers, investment advisers, public companies, accounting firms, officers and directors, and insider trading. Ken has extensive experience litigating in the SEC's administrative hearing process. Ken also worked on parallel SEC investigations with U.S. Attorney's Offices, the FBI, the U.S. Postal Inspection Service, the New York Attorney General's Office, and FINRA.
During law school Ken served as a judicial intern to the Honorable Wayne R. Anderson, U.S. District Court, Northern District of Illinois.
Before his legal career, Ken was a CPA. He passed the Uniform CPA Examination in 1992.
Honors & Awards
- Division of Enforcement Director's Award, SEC Division of Enforcement
- Special Acts Award, SEC Division of Enforcement
Ken has successfully tried 16 cases in federal district court and in SEC Administrative Proceedings, argued nine cases before the U.S. Court of Appeals for the Seventh Circuit, and led many investigations.
Following are details on a few of the cases Ken has handled:
- Aircraft leasing company and its CEO were convicted of investor fraud, bribery, and obstruction of justice in a seven week trial in United States v. Brian Hollnagel and BCI Aircraft Leasing, Inc., et al.
- Investment adviser for high net worth individuals was convicted of bank fraud in a two week trial in United States v. Robert Lunn.
- Commodities trader was convicted of theft of trade secrets in United States v. David Newman.
- Hedge fund manager was convicted of fraud in United States v. Neal Goyal.
- Concrete company owner was convicted of bankruptcy fraud in a one week trial in United States v. Ronald Laverdure.
- Aircraft leasing company executive was convicted of tax fraud in a one week trial in United States v. Christopher Keller.
- Pharmacy owner was convicted of healthcare fraud in a two week trial in United States v. Katrin Saroukhanian.
- Travel company owner was convicted of fraud in a two week trial in United States v. Rashid Minhas. Defendant was later convicted of selling fraudulent Hajj travel packages.
- Real estate investor was convicted of bank fraud, mortgage fraud, and obstruction of justice in a two week trial in United States v. Keith Austin.
- Investment adviser was barred from the industry for fraud in an SEC Administrative Proceeding in SEC v. Christopher A. Lowry.
- "Recent Events in Insider Trading," Hinshaw University, Chicago, Illinois, March 14, 2018
- "SEC Enforcement in Municipal Public Finance," 2017 Illinois Municipal League Annual Conference, Chicago, Illinois, September 22, 2017
"Ethics in Negotiating and Documenting Private Transactions," Practicing Law Institute's Acquiring or Selling the Privately Held Company 2017 Conference, New York, New York, June 23, 2017
- "Latest SEC Enforcement and Regulatory Issues," Hinshaw University, Chicago, Illinois, May 24, 2017
"FCPA and Anti-Corruption Due Diligence for Joint Ventures and Mergers and Acquisitions in Latin America," Trade Restrictions and Anti-Corruption Laws: The Realities of Doing Business in Latin America, Miami, Florida, May 9, 2017
- Instructor, U.S. Department of Justice Office of Overseas Prosecutorial Development Assistance and Training Programs, Bangladesh Police Staff College Financial Crimes Training Program, Dhaka, Bangladesh, January 2016
- "Town Supervisor Sentenced to 30 Months in Prison in Municipal Bond Securities Fraud Case," Hinshaw's Informing Illinois Alert, February 6, 2018
- "SEC Proposes to Add New Reporting Events to the Municipal Disclosure Rule," Hinshaw's Informing Illinois Alert, April 24, 2017
- "Allowing Large Hospitals to Merge: United States v. Long Island Jewish Medical Center," 3 DePaul J. Health Care L. 1, 81 (1999)
- March 8, 2018
- Media Summary: David S. Weinstein and Ken Yeadon Provide Analysis of Former National Security Adviser Michael Flynn's Guilty PleaDecember 5, 2017
- Media Summary: Ken Yeadon and David S. Weinstein Discuss the Indictment of former Trump Campaign Chair Paul ManafortNovember 3, 2017
- July 18, 2017
- Recent FCPA Settlements Prohibit Executives from Serving as Officers or Directors of Public CompaniesMay 16, 2017
- April 27, 2017
- Ken Yeadon Talks With Crain's Chicago Business and NPR About Federal Authorities' Search of Caterpillar FacilitiesMarch 3, 2017
- Hinshaw's Ken Yeadon Considers Possible Changes to DOJ Enforcement Priorities under the Trump AdministrationFebruary 9, 2017
The Hinshaw Healthcare Bulletin: News and Insights for Industry Executives and Professionals
Employment Law Observer
J.D., DePaul University College of Law, 2000
- Journal of Health Care Law, Member
B.A., Accounting, Western Washington University, 1991
- U.S. District Court for the Northern District of Illinois