A rapidly shrinking world offers the potential for ever larger rewards to American businesses that venture abroad or expand the scope of their foreign ventures. But myriad international trade treaties, export controls, and increased prosecution of violations of laws such as the Foreign Corrupt Practices Act (FCPA) and the U.K. Bribery Act have raised the stakes for businesses. The need for legal assistance to ensure compliance and address allegations of wrongdoing is therefore essential.
Hinshaw's White Collar Practice attorneys help clients ensure regulatory compliance and, where necessary, conduct internal investigations and successfully address governmental investigations. We also counsel clients on proactively managing risk so as to engage in proper business practices, develop and implement appropriate compliance programs, tackle potential trouble spots and preempt governmental investigations. Our legal services in the areas of regulatory investigations and internal compliance have involved activities in countries such as China, India, Mexico and Venezuela.
Our team includes former U.S. Attorneys and Assistant U.S. Attorneys, former state prosecutors, and corporate and transactional lawyers experienced in assisting businesses with risk management. This group, and our approach, is multidisciplinary in nature and designed to tackle challenges and manage risk holistically so as to develop effective solutions.
Regulatory Investigations Representation
We proactively conduct internal investigations and, where necessary, defend entities and individuals in grand jury investigations involving anti-bribery laws, export control laws, money laundering, and other corruption-related laws, including Department of Justice and U.S. Securities and Exchange Commission requests, inquiries and investigative actions. We also simultaneously address parallel state and local prosecutions and civil actions so as to cover and uniformly defend all allegations. In doing so, we:
- Independently investigate the alleged misconduct and any related collateral issues
- Promptly and efficiently gather the evidence
- Analyze and advise on all legal and financial exposure
- Evaluate the necessity for, and proper scope of, any disclosures to regulators
- Develop remedial actions that address the legal exposure, implicated parties and business interests at issue
Robust programs addressing export control laws, the FCPA, anti-money laundering and other corruption-related laws are not just good business practice, they can also help minimize the consequences of, or even avoid, criminal prosecution. Indeed, U.S. Department of Justice and Securities & Exchange Commission guidance and enforcement actions suggest that having such programs in place may give rise to a de facto defense, or avoidance of prosecution altogether, in FCPA matters.
Hinshaw attorneys help companies develop and implement appropriate and cost-effective compliance programs. We also assist businesses with existing programs by conducting an independent audit and helping such organizations upgrade their plans so as to identify and address existing and new exposures to risk.
In assessing an existing compliance program, we seek to accurately measure the organization's risks—by assessing its customers, geographic scope, industry, operations and practices—while remaining mindful to minimize disruption to the business' day-to-day operations. Once we have identified the risks and exposures, we help our clients understand them; develop practices—including due diligence measures and appropriate internal controls—to address compliance; and implement those plans internally in a way that is practical and tailored to the business' practices and needs. Among other activities, we assist with:
- Program rollout and communication strategies
- Internal training, acknowledgment and certification practices
- Officer and board communication preparation and employee updates
- Drafting forms
- Creating anti-corruption contract language and revising existing agreements
- Developing checklist documents
- Establishing monitoring processes
- Hinshaw's David S. Weinstein Discusses Arrest and Indictment of Billionaire Sex Offender Jeffrey EpsteinJuly 10, 2019
- David S. Weinstein Discusses Obligations of U.S. Political Candidates to Report Contact with Foreign AgentsJune 17, 2019
- February 13, 2019
- David S. Weinstein Appears on CBS Miami TV to Discuss Implementation of Florida Amendment that Restores Voting Rights for Most Convicted FelonsJanuary 9, 2019
- December 13, 2018
- December 4, 2018
- David S. Weinstein Quoted in CNBC Regarding Paul Manafort's Plea Deal to Cooperate with Mueller InvestigationSeptember 21, 2018
- August 23, 2018
- August 20, 2018
- David S. Weinstein: Secret White House Recordings Taped by Omarosa "Not Illegal" although "Highly Unusual"August 14, 2018
- David S. Weinstein in Politico and WIOD: What impact will interactions between prosecutors and Judge Ellis have on jury in Manafort trial?August 10, 2018
- August 3, 2018
- David Weinstein in Politico: If what Michael Cohen now says is true … it will make Watergate look like a mere burglaryJuly 30, 2018
- July 18, 2018
- June 8, 2018
- Hinshaw's David S. Weinstein Continues his Analysis of the Addition of Jane and Marty Raskin to President Trump's Legal Defense Team: Washington PostApril 26, 2018
- November 17, 2017
- Media Summary: Ken Yeadon and David S. Weinstein Discuss the Indictment of former Trump Campaign Chair Paul ManafortNovember 3, 2017
- Hinshaw Achieves National and Regional Recognition in 2018 U.S. News - Best Lawyers® "Best Law Firms" DirectoryNovember 1, 2017
- Hinshaw Welcomes Former Assistant U.S. Attorney and Well-Respected South Florida Legal Analyst David Weinstein to its Miami OfficeSeptember 25, 2017